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4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-15 |
| VA | RA | APPROVED | 2020-01-29 |
Branch Locations
4600 Cox Road Suite 350, Glen Alen, VA 23060 • United States
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial | Richmond | VA | 02/2002 | 12/2019 |
| Princor | Richmond | VA | 02/2004 | 12/2019 |
| Creative Planning Institutional Advisors, Llc | Newport Beach | CA | 02/2020 | Present |
| Stephanie R Bennett Memorial Scholarship Fund | Glen Allen | VA | 07/2005 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2020 | 12/2025 |
1.NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: RETIREMENT PLAN CONSULTANT START DATE: 02/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ASSISTANT 2. NAME OF OTHER BUSINESS: STEPHANIE R BENNETT MEMORIAL SCHOLARSHIP FUND INVESTMENT RELATED: NO ADDRESS: 350 ANGLE PLANTATION ROAD NATURE OF BUSINESS: SCHOLARSHIP START DATE: 07/2005 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN ONE BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-09 |
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