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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-01-04
  • MI RA
    APPROVED
    Since 2022-01-04

Branch Locations

99 E. 8Th Street 4Th Floor, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Holland MI 05/2008 12/2021
Dawn'S Catering Holland MI 08/2015 09/2017
Dawn's Catering Holland MI 09/2017 Present
Stifel Nicolaus & Co Inc Holland MI 01/2022 Present
  • 05/2008 → 12/2021
    Holland, MI
  • 08/2015 → 09/2017
    Dawn'S Catering
    Holland, MI
  • 09/2017 → Present
    Dawn's Catering
    Holland, MI
  • 01/2022 → Present
    Stifel Nicolaus & Co Inc
    Holland, MI
Previous Registrations
Other Businesses

Notary; 171 College 3rd Floor Holland MI 49423; 1/1/2010; 2 hours per year; during securities trading hours; not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-03
  • S66 Uniform Combined State Law Examination
    2009-11-03
Other Names
  • Kristen A Kragt
  • Kristen April Passmore

View on SEC IAPD

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