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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-10-18
  • MI RA
    APPROVED
    Since 2019-10-18

Branch Locations

85 E Eighth Street Suite 350, Holland - Downtown, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Hollad MI 02/2004 Present
Robert W. Baird & Co. Incorporated Holland MI 10/2019 Present
Previous Registrations
  • 2018-01-05 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Holland, MI
    Holland, MI
Other Businesses

Name/Address: B&J rentals 1561 Shenandoah Dr Zeeland MI 49464 Start Date: 1/2/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-04
S66 Uniform Combined State Law Examination 2004-05-27
  • S65 Uniform Investment Adviser Law Examination
    2018-01-04
  • S66 Uniform Combined State Law Examination
    2004-05-27

View on SEC IAPD

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