Tricia Marie Nelson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-04-04
MI	RA	APPROVED	2010-10-20

TX RA
APPROVED

Since 2018-04-04
MI RA
APPROVED

Since 2010-10-20

Branch Locations

3887 Okemos Rd Ste A1, Okemos, MI 48864 • United States

Dexter, MI • United States

1310 S Main St Ste 14, Ann Arbor, MI 48104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Ann Arbor	MI	07/2010	03/2020
Ameriprise Financial Services, Llc	Ann Arbor	MI	03/2020	Present

07/2010 → 03/2020

Ameriprise Financial Services, Inc.

Ann Arbor, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Ann Arbor, MI

Other Businesses

Outside Employment; RNB Greenlight LLC; Financial Advisor; Manage advisory business; 1851 Ridgewood Cir, , Saline, MI, 48176; Investment-Related; 10/07/2020; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-20

S66 Uniform Combined State Law Examination

2010-09-20

Designations

Certified Financial Planner

Other Names

Tricia Marie Nelson-Bennett

View on SEC IAPD