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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-25 |
| TX | RA | APPROVED | 2020-04-01 |
| FL | RA | APPROVED | 2020-03-17 |
Branch Locations
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Naples | FL | 02/2020 | Present |
| Blackrock Financial Management | New York City | NY | 06/2010 | 06/2018 |
| Garda Capital Partners | Minneapolis | MN | 06/2018 | 11/2019 |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2020 | Present |
*401461 - Trust; Investment related Yes; Naples, Florida; Trustee; 10/2007; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-06 |
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