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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-08-25 |
Branch Locations
6767 Longshore Street, Dublin, OH 43017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2023 |
| Morgan Stanley Smith Barney Llc | Dublin | OH | 01/2016 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Dublin | OH | 08/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
1. ALJ CAPITAL INVESTMENTS, LLC; INV RELATED; COLUMBUS OH; 100% OWNERSHIP; START 02/10/2011; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; HOLDS RENTAL PROPERTY. 2. ETP CAPITAL LLC; INV. RELATED; COLUMBUS, OH; 100% OWNERSHIP; RENTAL PROPERTY SALES; START DATE 5/24/2021; 0 HRS PER MONTH; 0 HRS DURING TRADING. 3. RENTAL PROPERTY; INV. RELATED; COLUMBUS, OH; 100% OWNERSHIP; START DATE 3/1/2012; 1 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. 4. RENTAL PROPERTY; INV. RELATED; MILLERSPORT, OH; 100% OWNERSHIP; START DATE 1/1/2019; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. 5. RENTAL PROPERTY; INV. RELATED; NAPLES, FL; 100% OWNERSHIP; START DATE 2/1/2021; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. 6. RENTAL PROPERTY; INV. RELATED; COLUMBUS, OH; 100% OWNERSHIP; START DATE 6/1/2009; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. 7. RENTAL PROPERTY; INV. RELATED; COLUMBUS, OH; 100% OWNERSHIP; START DATE 9/1/2022; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. 8. RENTAL PROPERTY; INV. RELATED; HILTON HEAD, SC; 100% OWNERSHIP; START DATE 1/1/2019; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. ALJANCIC FINANCIAL SERVICES LLC; INV RELATED; COLUMBUS, OH; 100% OWNERSHIP; START DATE 1/6/2024; 0 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE. 11. RENTAL PROPERTY, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START: 3/20/24, 1 HR PER MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY; INV RELATED; HEATH, OH; 100% OWNERSHIP; START DATE 4/1/2024; 1 HOUR PER MONTH; 0 DURING TRADING; LANDLORD AND OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-13 |
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