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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-06-24
TX RA APPROVED 2024-06-10
  • UT RA
    APPROVED
    Since 2024-06-24
  • TX RA
    APPROVED
    Since 2024-06-10

Branch Locations

500 N Marketplace Drive Suite 222, Centerville, UT 84014 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Farmington UT 05/2009 03/2023
Steward Partners Investment Solutions, Llc Centerville UT 03/2023 Present
Ensign Wealth Partners, Llc Centerville UT 03/2023 Present
Steward Partners Investment Advisory, Llc Centerville UT 06/2024 Present
Previous Registrations
Other Businesses

(1) THE CALDER FINANCIAL GROUP, INV RELATED, CENTERVILLE, UT, 100% OWNERSHIP, START 8/1/2008, 160 HOUR PER MONTH, 7 HRS DURING TRADING, SCORP FOR FINET PRACTICE. (2) CALDER PROPERTIES LLC, INV RELATED, CENTERVILLE, UT, 100% OWNERSHIP, START 8/1/2008, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. (3) ENSIGN WEALTH PARTNERS LLC, INV RELATED, FARMINGTON, UT, 50% OWNERSHIP, START 11/21/2022, 10 HOUR PER MONTH, 10 HOURS DURING TRADING, FINET PRACTICE. (4) Name of Business: Notary Public; City/State: Centerville, UT; Activity Type: Employment/Volunteer/Other; Position/Title: Notary Public; Investment Related: No; Start Date: 02/23/2018; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of duties: Notarize documents for clients and their families.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-29
  • S66 Uniform Combined State Law Examination
    2004-04-29
Designations
Other Names
  • Stephen Calder

View on SEC IAPD

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