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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-06-24 |
| TX | RA | APPROVED | 2024-06-10 |
Branch Locations
500 N Marketplace Drive Suite 222, Centerville, UT 84014 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Farmington | UT | 05/2009 | 03/2023 |
| Steward Partners Investment Solutions, Llc | Centerville | UT | 03/2023 | Present |
| Ensign Wealth Partners, Llc | Centerville | UT | 03/2023 | Present |
| Steward Partners Investment Advisory, Llc | Centerville | UT | 06/2024 | Present |
(1) THE CALDER FINANCIAL GROUP, INV RELATED, CENTERVILLE, UT, 100% OWNERSHIP, START 8/1/2008, 160 HOUR PER MONTH, 7 HRS DURING TRADING, SCORP FOR FINET PRACTICE. (2) CALDER PROPERTIES LLC, INV RELATED, CENTERVILLE, UT, 100% OWNERSHIP, START 8/1/2008, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. (3) ENSIGN WEALTH PARTNERS LLC, INV RELATED, FARMINGTON, UT, 50% OWNERSHIP, START 11/21/2022, 10 HOUR PER MONTH, 10 HOURS DURING TRADING, FINET PRACTICE. (4) Name of Business: Notary Public; City/State: Centerville, UT; Activity Type: Employment/Volunteer/Other; Position/Title: Notary Public; Investment Related: No; Start Date: 02/23/2018; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of duties: Notarize documents for clients and their families.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-29 |
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