Betty Ann Clark

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-02-19
AL	RA	APPROVED	2007-01-01

TX RA
APPROVED_RES

Since 2009-02-19
AL RA
APPROVED

Since 2007-01-01

Branch Locations

3674 Dauphin St, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Mobile	AL	06/2006	Present

06/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Mobile, AL

Other Businesses

I*1929301, Entity Type: Entity For Profit, Name of OBA: Photography, Address: Mobile,Alabama 36695, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 07/31/2024, No Hours: 8, No Hours during trading: 0, Duties: Photography services for individuals, families, events, etc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-21

S66 Uniform Combined State Law Examination

2006-12-21

Other Names

Betty Ann Moody
Betty Moody Jones
Betty Ann Clark
Betty Ann Jones

View on SEC IAPD