Victor M. Palafox

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 03/2016 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2012-10-09 → 2016-02-26
  Credit Suisse Securities (Usa) Llc
  New York, NY
  Houston, TX

Other Businesses

1. CONJUNTO MIYANA; COL. GRANADA MEXICO; Sole Proprietor / Owner / Partner; INVESTMENT RELATED; REAL ESTATE; 02,2017; 0,0 2. Alta Capital Fund LLC; Investment related Yes; HAMPTON BAYS,NY; Invests in Flexstation; equity (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-08
• S63 Uniform Securities Agent State Law Examination
  2004-07-16

Other Names

• Victor M. Palafox
• Victor Manuel Palafox