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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Loudon | TN | 12/2015 | 01/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | 12/2025 |
| Sheffield Wealth Management | Loudon | TN | 12/2015 | Present |
| Summit Brokerage Services | Boca Raton | FL | 01/2019 | 09/2019 |
| Summit Financial Group | El Segundo | CA | 11/2018 | 05/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2025 |
| Lpl Financial | Loudon | TN | 12/2025 | Present |
1. 28/2025 - Sheffield Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 12/4/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-22 |
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