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Patricia Michelle Vega

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Stillwater, MN

Sioux Falls, SD

Fargo, ND

Eau Claire, WI

Eagan, MN

Saint Paul, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-07-21
SD RA APPROVED 2019-05-08
ND RA APPROVED 2019-05-07
TX RA APPROVED_RES 2019-04-29
MN RA APPROVED 2019-04-25
  • WI RA
    APPROVED
    Since 2021-07-21
  • SD RA
    APPROVED
    Since 2019-05-08
  • ND RA
    APPROVED
    Since 2019-05-07
  • TX RA
    APPROVED_RES
    Since 2019-04-29
  • MN RA
    APPROVED
    Since 2019-04-25

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

219 Main St N, Stillwater, MN 55082 • United States

110 S Phillips Ave, Sioux Falls, SD 57104 • United States

51 Broadway N, Fargo, ND 58102 • United States

3508 Oakwood Mall Dr, Eau Claire, WI 54701 • United States

Eagan, MN • United States

30 E 7Th St, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Minnespolis MN 10/2015 11/2018
Merrill Lynch Pierce Fenner & Smith Minneapolis MN 04/2019 Present
Unemployed Eagan MN 11/2018 04/2019
  • 10/2015 → 11/2018
    Ubs Financial Services Inc.
    Minnespolis, MN
  • 04/2019 → Present
    Merrill Lynch Pierce Fenner & Smith
    Minneapolis, MN
  • 11/2018 → 04/2019
    Unemployed
    Eagan, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-21
  • S66 Uniform Combined State Law Examination
    2004-07-21
Other Names
  • Patti Crandall
  • Patti Vega
  • Patricia Michelle Vega
  • Patricia Crandall
  • Patricia Vega

View on SEC IAPD

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