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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2004-04-12
  • WI RA
    APPROVED
    Since 2004-04-12

Branch Locations

20935 Swenson Dr, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Waukesha WI 02/2004 Present
Thrivent Financial For Lutherans Appleton WI 03/2004 Present
Other Businesses

WAUKESHA WEST ATHLETIC BOOSTER CLUB POSITION: Vice President NATURE: To help in the raising and allocation of resources that go towards the funding of items that benefit Waukesha West student athletes. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 09/11/2019 ADDRESS: 3301 Saylesville Road, Waukesha WI 53189, United States DESCRIPTION: To help with the running/promoting of the club at Waukesha West student/parent events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-03
S63 Uniform Securities Agent State Law Examination 2004-04-10
  • S66 Uniform Combined State Law Examination
    2008-06-03
  • S63 Uniform Securities Agent State Law Examination
    2004-04-10

View on SEC IAPD

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