Jorge Abel Romero

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-13
TX	RA	APPROVED_RES	2026-02-13

CA RA
APPROVED

Since 2026-02-13
TX RA
APPROVED_RES

Since 2026-02-13

Branch Locations

17150 Magnolia St, Fountain Valley, CA 92708 • United States

12000 Beach Blvd, Stanton, CA 90680 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Fountain Valley	CA	03/2015	02/2026
U.S. Bancorp Advisors, Llc	Fountain Valley	CA	02/2026	Present

03/2015 → 02/2026

U.S. Bancorp Investments, Inc.

Fountain Valley, CA
02/2026 → Present

U.S. Bancorp Advisors, Llc

Fountain Valley, CA

Previous Registrations

2015-03-06 → 2026-02-13

U.S. Bancorp Investments, Inc.

Saint Paul, MN

Huntington Beach, CA

Westminster, CA

Huntington Beach, CA

San Clemente, CA

Fountain Valley, CA

Huntington Beach, CA

Huntington Beach, CA

Westminster, CA

Westminster, CA

Westminster, CA

Westminster, CA

Stanton, CA
2012-10-01 → 2015-03-19

J.P. Morgan Securities Llc

Santa Ana, CA

Santa Ana, CA

Santa Ana, CA

Santa Ana, CA

Santa Ana, CA

Costa Mesa, CA
2009-05-02 → 2012-10-01

Chase Investment Services Corp.

Redondo Beach, CA

Los Angeles, CA

Santa Ana, CA

Los Angeles, CA

Santa Ana, CA

Santa Ana, CA

Santa Ana, CA
2007-04-11 → 2009-05-02

Wamu Investments, Inc.

Redondo Beach, CA

Long Beach, CA

Los Angeles, CA
2004-09-28 → 2006-01-09

Pruco Securities, Llc.

El Segundo, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-07

S66 Uniform Combined State Law Examination

2004-04-07