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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-06-03 |
| TX | RA | APPROVED | 2026-06-03 |
Branch Locations
Manchester, NH • United States
6 Bedford Farms Drive Suite 109, Bedford, NH 03110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Manchester | NH | 05/2009 | 11/2016 |
| Rbc Capital Markets, Llc | Bedford | NH | 06/2026 | Present |
| Wells Fargo Clearing Services, Llc | Manchester | NH | 11/2016 | 06/2026 |
(1) MANCHESTER DEVELOPMENT CORPORATION; NOT INV. RELATED; MANCHESTER, NH; BOARD OF DIRECTORS; START 3/2023; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PLANNING AND DEVELOPMENT OF ECONOMIC GROWTH IN MANCHESTER. (2) NAME OF ENTITY: Dartmouth Health ADDRESS: 1medical center drive lebanon New Hampshire 03756 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Oct 03, 2016 CAPACITY: Committee/Council Member DUTIES: Event chair for the storybook ball/ Dartmouth Health Children's Ball HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01 (3) NAME OF ENTITY: College of the Holy Cross Alumni Association Board ADDRESS: 1 College Street Worcester MA 01610 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Aug 15, 2023 CAPACITY: Board of Directors DUTIES: Alumni events and engagement HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Manchester Development Corporation Inc ADDRESS: One City Hall Plaza, Manchester, New Hampshire 03101 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: May 01, 2023 CAPACITY: Officer DUTIES: Downtown Manchester economic development. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2 (5) NAME OF ENTITY: Amoskeag Industries Inc ADDRESS: P.O. Box 1199, Glen, New Hampshire 03838 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 01, 2025 CAPACITY: Director DUTIES: Manchester economic development. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-12 |
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