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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-06-03
TX RA APPROVED 2026-06-03
  • NH RA
    APPROVED
    Since 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-03

Branch Locations

Manchester, NH • United States

6 Bedford Farms Drive Suite 109, Bedford, NH 03110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Manchester NH 05/2009 11/2016
Rbc Capital Markets, Llc Bedford NH 06/2026 Present
Wells Fargo Clearing Services, Llc Manchester NH 11/2016 06/2026
Previous Registrations
  • 2003-07-01 → 2026-06-10
    Manchester, NH
    Manchester, NH
    Portland, ME
  • 2000-06-23 → 2003-07-01
    Prudential Equity Group, Llc
    Manchester, NH
Other Businesses

(1) MANCHESTER DEVELOPMENT CORPORATION; NOT INV. RELATED; MANCHESTER, NH; BOARD OF DIRECTORS; START 3/2023; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PLANNING AND DEVELOPMENT OF ECONOMIC GROWTH IN MANCHESTER. (2) NAME OF ENTITY: Dartmouth Health ADDRESS: 1medical center drive lebanon New Hampshire 03756 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Oct 03, 2016 CAPACITY: Committee/Council Member DUTIES: Event chair for the storybook ball/ Dartmouth Health Children's Ball HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01 (3) NAME OF ENTITY: College of the Holy Cross Alumni Association Board ADDRESS: 1 College Street Worcester MA 01610 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Aug 15, 2023 CAPACITY: Board of Directors DUTIES: Alumni events and engagement HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Manchester Development Corporation Inc ADDRESS: One City Hall Plaza, Manchester, New Hampshire 03101 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: May 01, 2023 CAPACITY: Officer DUTIES: Downtown Manchester economic development. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2 (5) NAME OF ENTITY: Amoskeag Industries Inc ADDRESS: P.O. Box 1199, Glen, New Hampshire 03838 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 01, 2025 CAPACITY: Director DUTIES: Manchester economic development. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-24
S63 Uniform Securities Agent State Law Examination 2000-04-12
  • S65 Uniform Investment Adviser Law Examination
    2000-04-24
  • S63 Uniform Securities Agent State Law Examination
    2000-04-12
Other Names
  • Josh Wright

View on SEC IAPD

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