Janice Nmi Carlisle

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2006-07-17

IL RA
APPROVED

Since 2006-07-17

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Park City, IL • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Money Concepts Capital Corp	Palm Beach Gardens	FL	08/2005	Present

08/2005 → Present

Money Concepts Capital Corp

Palm Beach Gardens, FL

Other Businesses

SELL MEDICARE SUPPLEMENT INSURANCE THROUGH VARIOUS CARRIERS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-29
S63	Uniform Securities Agent State Law Examination	2004-03-04

S66 Uniform Combined State Law Examination

2006-06-29
S63 Uniform Securities Agent State Law Examination

2004-03-04

Other Names

Janice Christy
Janice Mason

View on SEC IAPD

Employer firm

Current Employers

Money Concepts Capital Corp

Disclosures

Employment History

Other Businesses

Exams

Other Names

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