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Current Employers
Brown And Brown Financial Services, Inc.

6440 North Central Expressway #107, Dallas, TX 75206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-07-07
  • TX RA
    APPROVED
    Since 2010-07-07

Branch Locations

6440 North Central Expressway #107, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown And Brown Securities, Inc. Dallas TX 04/2010 Present
  • 04/2010 → Present
    Brown And Brown Securities, Inc.
    Dallas, TX
Previous Registrations
Other Businesses

BROWN AND BROWN SECURITIES, INC.,BROKER DEALER,ADMINISTRATION - 4/2010 REGISTERED RESPRESENTATIVE 7/2010,80 HOURS, SECURITIES SALES.BROWN AND BROWN FINANCIAL SERVICES, INC. SEC INVESTMENT ADVISER, ADVISER REPRESENTATIVE, 7/2010, 80 HOURS, MANAGEMENT SERVICES MARKETING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-04
S63 Uniform Securities Agent State Law Examination 2003-04-08
  • S66 Uniform Combined State Law Examination
    2007-06-04
  • S63 Uniform Securities Agent State Law Examination
    2003-04-08
Other Names
  • Alexis Lannie Brown
  • Alexis Lannie Brown
  • Alexis L Brown
  • Alexis Laney Brown

View on SEC IAPD

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