Andrew R. Johnson

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-09-03
OH	RA	APPROVED	2022-01-28
NY	RA	APPROVED	2021-05-03
FL	RA	APPROVED	2020-09-14
TX	RA	APPROVED_RES	2018-04-09
LA	RA	APPROVED	2018-03-29

WI RA
APPROVED

Since 2024-09-03
OH RA
APPROVED

Since 2022-01-28
NY RA
APPROVED

Since 2021-05-03
FL RA
APPROVED

Since 2020-09-14
TX RA
APPROVED_RES

Since 2018-04-09
LA RA
APPROVED

Since 2018-03-29

Branch Locations

1200 N Port Washington Rd., Grafton, WI 53024 • United States

11001 N Port Washington, Mequon, WI 53092 • United States

7980 S. Howell Ave., Oak Creek, WI 53154 • United States

15565 W Bluemound Rd, Brookfield, WI 53005 • United States

11135 W Burleigh St, Wauwatosa, WI 53222-3211 • United States

W156 N11251 Pilgrim Road, Germantown, WI 53022 • United States

7430 West State Street, Wauwatosa, WI 53213 • United States

2678 S 108Th St, West Allis, WI 53227 • United States

111 East Wisconsin Avenue, Neenah, WI 54956 • United States

8 South Main Street, Fond Du Lac, WI 54935 • United States

14900 West Capitol Drive, Brookfield, WI 53005 • United States

4401 W. Wisconsin Avenue, Appleton, WI 54913 • United States

2635 Libal Street, Green Bay, WI 54301 • United States

S69 W15612 Janesville Road, Muskego, WI 53150 • United States

600 West Paradise Drive, West Bend, WI 53095 • United States

2280 State Rd 44, Oshkosh, WI 54904 • United States

601 Main Street, Stevens Point, WI 54481 • United States

200 South Adams Street, Green Bay, WI 54301 • United States

5909 West Mequon Road, Mequon, WI 53092 • United States

7606 W. Morgan Avenue, Milwaukee, WI 53220 • United States

700 Fifth Avenue, Antigo, WI 54409 • United States

209 W Silver Spring Dr, Glendale, WI 53217 • United States

8800 West Brown Deer Road, Milwaukee, WI 53224 • United States

1337 S Cesar E Chavez Dr, Milwaukee, WI 53204 • United States

2402 East Moreland Boulevard, Waukesha, WI 53186 • United States

15545 West National Avenue, New Berlin, WI 53151 • United States

8737 North Port Washington Road, Fox Point, WI 53217 • United States

200 West College Avenue, Appleton, WI 54911 • United States

3505 East Calumet Street, Appleton, WI 54915 • United States

911 Packerland Drive, Green Bay, WI 54303 • United States

935 Pilgrim Way, Green Bay, WI 54304 • United States

2255 North Calhoun Road, Brookfield, WI 53005 • United States

N96W18250 County Line Rd, Germantown, WI 53022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital One	New Orleans	LA	06/2015	03/2018
J.P. Morgan Securities Llc	New Berlin	WI	03/2018	Present
Jpmorgan Chase Bank, Na.	Metairie	LA	03/2018	07/2025
Capital One Advisors , Lcc	New Orleans	LA	07/2015	03/2018

06/2015 → 03/2018

Capital One

New Orleans, LA
03/2018 → Present

J.P. Morgan Securities Llc

New Berlin, WI
03/2018 → 07/2025

Jpmorgan Chase Bank, Na.

Metairie, LA
07/2015 → 03/2018

Capital One Advisors , Lcc

New Orleans, LA

Previous Registrations

2015-07-28 → 2018-03-19

Capital One Advisors, Llc

New Orleans, LA

Mclean, VA
2014-01-28 → 2014-05-02

Woodbury Financial Services, Inc.

Oakdale, MN
2006-10-03 → 2007-08-29

Ameriprise Financial Services, Llc

Minneapolis, MN

Minneapolis, MN

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-31

S66 Uniform Combined State Law Examination

2004-07-31

Other Names

Andrew Richard Johnson

View on SEC IAPD