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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-01-11 |
| TX | RA | APPROVED_RES | 2017-06-28 |
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States
Sun City West, AZ • United States
Eagan, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bloomington | MN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bloomington | MN | 11/2016 | Present |
WHITING PETROLEUM, INV RELATED, DENVER, CO, .02% OWNERSHIP WITH SPOUSE, START 7/1/2006, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, MINERAL RIGHTS. SINCLAIR OIL COMPANY, INV RELATED, SALT LAKE CITY, UT, .02% OWNERSHIP WITH SPOUSE, START 7/1/2006, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, MINERAL RIGHTS. CONTINENTAL RESOURCES, INV RELATED, WIILISTON, ND, .02% OWNERSHIP WITH SPOUSE, START 12/6/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, OIL ROYALTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-28 |
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