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St. George, UT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2014-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Copperlion Investments, Llc | Salt Lake City | UT | 04/2014 | Present |
| Sungard | Salt Lake City | UT | 04/2014 | Present |
Utah Retirement System (URS) - I am a retirement planning advisor for URS. No investment products are sold to members but I do provide asset allocation advise on retirement accounts. I devote approx. 160 month to this positon including 6-8 hours/day during trading hours. URS has no relationship or affiliation with CopperLion Investment or myself. 560 East 200 South Salt Lake City, UT 84102
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-29 |
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