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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-14 |
| AZ | RA | APPROVED | 2025-05-07 |
| PR | RA | APPROVED | 2025-05-05 |
| NH | RA | APPROVED | 2025-05-02 |
| MT | RA | APPROVED | 2025-04-29 |
| AK | RA | APPROVED | 2025-04-28 |
| AR | RA | APPROVED | 2025-04-23 |
| WI | RA | APPROVED | 2025-04-22 |
| ND | RA | APPROVED | 2025-04-21 |
| DE | RA | APPROVED | 2025-04-19 |
| IL | RA | APPROVED | 2025-04-18 |
| IA | RA | APPROVED | 2025-04-18 |
| KY | RA | APPROVED | 2025-04-18 |
| MI | RA | APPROVED | 2025-04-18 |
| RI | RA | APPROVED | 2025-04-18 |
| WA | RA | APPROVED | 2025-04-18 |
| WV | RA | APPROVED | 2025-04-18 |
| FL | RA | APPROVED | 2025-04-17 |
| GA | RA | APPROVED | 2025-04-17 |
| HI | RA | APPROVED | 2025-04-17 |
| ID | RA | APPROVED | 2025-04-17 |
| MD | RA | APPROVED | 2025-04-17 |
| MS | RA | APPROVED | 2025-04-17 |
| NV | RA | APPROVED | 2025-04-17 |
| NM | RA | APPROVED | 2025-04-17 |
| NY | RA | APPROVED | 2025-04-17 |
| OR | RA | APPROVED | 2025-04-17 |
| PA | RA | APPROVED | 2025-04-17 |
| SC | RA | APPROVED | 2025-04-17 |
| VA | RA | APPROVED | 2025-04-17 |
| AL | RA | APPROVED | 2025-04-16 |
| CA | RA | APPROVED | 2025-04-16 |
| CO | RA | APPROVED | 2025-04-16 |
| CT | RA | APPROVED | 2025-04-16 |
| IN | RA | APPROVED | 2025-04-16 |
| KS | RA | APPROVED | 2025-04-16 |
| LA | RA | APPROVED | 2025-04-16 |
| ME | RA | APPROVED | 2025-04-16 |
| MN | RA | APPROVED | 2025-04-16 |
| MO | RA | APPROVED | 2025-04-16 |
| NE | RA | APPROVED | 2025-04-16 |
| NJ | RA | APPROVED | 2025-04-16 |
| OH | RA | APPROVED | 2025-04-16 |
| OK | RA | APPROVED | 2025-04-16 |
| SD | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED | 2025-04-16 |
| UT | RA | APPROVED | 2025-04-16 |
| VT | RA | APPROVED | 2025-04-16 |
| WY | RA | APPROVED | 2025-04-16 |
Branch Locations
50 Tice Blvd Suite 317, Woodcliff Lake, NJ 07677 • United States
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED | 2025-04-16 |
Branch Locations
50 Tice Blvd Suite 317, Woodcliff Lake, NJ 07677 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Paramus | NJ | 05/2007 | 08/2019 |
| First Republic Securities Company, Llc | Paramus | NJ | 08/2019 | 09/2023 |
| First Republic Investment Management, Inc. | Paramus | NJ | 08/2019 | 09/2023 |
| J.P. Morgan Securities Llc | Paramus | NJ | 09/2023 | 04/2025 |
| Jp Morgan Chase Bank, N.A. | Paramus | NJ | 10/2023 | 04/2025 |
| Citizens Securities, Inc. | Woodcliff Lake | NJ | 04/2025 | Present |
| Citizens Private Wealth | Woodcliff Lake | NJ | 04/2025 | Present |
Name: Temple Emanuel of the Pascack Valley Address: 87 Overlook Dr, Woodcliff Lake, NJ 07677 Investment-related: No Nature of the business: Synagogue Role: Board of Trustees Start Date: 09/01/2016 Description of duties: I'm on the Board of my Temple. I am not involved in any financial area. Number of hours each month: 1 Number of hours during trading: 0 Name: Insurance Trust for Client Investment-related: Yes Nature of the business: Trust Role: Successor TTEE Start Date: 01/01/2012 Description of duties: Distribute funds of life insurance Number of hours each month: 0 Number of hours during trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-26 |
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