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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-06 |
| ID | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
Staten Island, NY • United States
33 35Th Street Suite A410, Brooklyn, NY 11232 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Brooklyn | NY | 05/2014 | 03/2019 |
| Santander Securities, Llc | Guaynabo | PR | 05/2014 | 03/2019 |
| Pruco Securities, Llc. | Brooklyn | NY | 04/2019 | 11/2024 |
| Lpl Enterprise, Llc | Brooklyn | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-20 |
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