Grant Bartlett

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
• 05/2019 → 09/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 05/2019 → 09/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 09/2023 → 08/2025
  J.P. Morgan Securities Llc
  Washington, DC
• 10/2023 → 02/2026
  Jpmorgan Chase Bank, N.A.
  Washington, DC
• 09/2015 → 05/2019
  Bank Of America / Merrill Lynch
  Washington, DC
• 02/2026 → Present
  Kaplan Financial Group
  Rockville, MD
• 03/2026 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2024-05-22 → 2025-08-12
  J.P. Morgan Securities Llc
  Washington, DC
  Washington, DC
  San Francisco, CA
  San Francisco, CA
• 2019-05-24 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  Washington, DC
  Washington D.C., DC
• 2016-03-22 → 2019-05-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
  Palo Alto, CA
  Washington, DC
• 2008-11-24 → 2012-08-07
  Edelman Financial Services, Llc
  Fairfax, VA
• 2007-08-03 → 2008-10-10
  Td Ameritrade, Inc.
  Potomac, MD
• 2007-08-03 → 2008-10-10
  Td Ameritrade Investment Management, Llc
  Bethesda, MD
• 2004-06-11 → 2006-01-04
  Ameriprise Financial Services, Llc
  Owings Mills, MD

Exams

• S66 Uniform Combined State Law Examination
  2016-03-10

Other Names

• Grant Drummond Bartlett