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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-07 |
| CO | RA | APPROVED | 2008-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brush | CA | 02/2008 | Present |
(1) 01/30/2008: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - SELL INS TYPE: FIXED ANNUITY (2) 07/08/2015: NO BUSINESS NAME - INV REL -PROPERTY: 1627 1/2 EDISON STREET, BRUSH, CO 80723 - REAL ESTATE RENTAL - START 08/01/2015 - 1 HR/MO NONE DURING SECS TRDG HRS - PROPERTY CO-OWNER (3) 01/12/2024 - Wickham Financial Inc. - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/12/2024 - 36 Hrs/mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-20 |
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