Marci Erin Wickham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → Present
  Lpl Financial Llc
  Brush, CA

Previous Registrations

• 2006-06-05 → 2008-02-04
  Raymond James Financial Services, Inc.
  Windsor, CO
  Brush, CO
  Clayton, CO

Other Businesses

(1) 01/30/2008: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - SELL INS TYPE: FIXED ANNUITY (2) 07/08/2015: NO BUSINESS NAME - INV REL -PROPERTY: 1627 1/2 EDISON STREET, BRUSH, CO 80723 - REAL ESTATE RENTAL - START 08/01/2015 - 1 HR/MO NONE DURING SECS TRDG HRS - PROPERTY CO-OWNER (3) 01/12/2024 - Wickham Financial Inc. - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/12/2024 - 36 Hrs/mo During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-25
• S63 Uniform Securities Agent State Law Examination
  2000-01-20

Other Names

• Marci Erin Johnson