Edward Charles Maier

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 09/2016
  Deutsche Bank Securities Inc.
  Chicago, IL
• 09/2016 → 12/2017
  Raymond James & Associates, Inc.
  Chicago, IL
• 12/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 12/2017 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2016-09-06 → 2017-12-18
  Raymond James & Associates, Inc.
  Chicago, IL
• 2005-06-14 → 2016-09-06
  Deutsche Bank Securities Inc.
  Chicago, IL
  Chicago, IL
• 2004-07-08 → 2005-06-13
  Banc Of America Investment Services, Inc.
  Chicago, IL

Other Businesses

I*111187FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CASSIDY HOLDINGS, LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:WINNETKA, ILLINOIS 60093NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/20/2017NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY BROTHER AND I HAVE CO-INVESTED IN TWO COMMERCIAL REAL ESTATE PROPERTIES. I AM THE MANAGING MEMBER THUS I DELEGATE TASKS ASSOCIATED WITH THE MANAGEMENT OF THE LLC. I*4588288, Entity Type: Entity Charitable, Name of OBA: WakeChicago, Address: Winston Salem, North Carolina, 27109, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 05/13/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Provide suggestions on WFU engagement in Chicago area. Help build the Wake Forest University presence for parents, alumni and students in Chicago.

Exams

• S66 Uniform Combined State Law Examination
  2004-07-07

Other Names

• Edward Maier Iii
• Edward Charles Maier
• Edward Maier