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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-02-01 |
Branch Locations
17595 Kenwood Trail, Suite 280, Lakeville, MN 55044 • United States
Lakeville, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Lakeville | MN | 12/2009 | 02/2023 |
| Diversified Financial Advisory Group | Des Moines | IA | 12/2015 | 02/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) DIVERSIFIED FINANCIAL GROUP OF LAKEVILLE LLC, 17595 Kenwood Trail, Ste. 280, Lakeville MN 55044-7253, United States, 12/15/2009, Owner, DBA Name, NIR, 6 HR/MO - 6 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-03 |
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