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Carl Jefferson Settles

Ascensus Investment Advisors, LLC

Needham, MA

Conyers, GA

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Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-05-25
  • MA RA
    APPROVED
    Since 2021-05-25

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Conyers, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Atlanta GA 07/2005 02/2021
Ascensus Llc Dresher PA 03/2021 Present
  • 07/2005 → 02/2021
    Bb&T Bank
    Atlanta, GA
  • 03/2021 → Present
    Ascensus Llc
    Dresher, PA
Previous Registrations
  • 2011-03-22 → 2021-01-29
    Bb&T Institutional Investment Advisers, Inc.
    Greenville, SC
  • 2009-04-30 → 2010-11-09
    Bb&T Asset Management, Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-17
S63 Uniform Securities Agent State Law Examination 2004-08-05
  • S65 Uniform Investment Adviser Law Examination
    2009-02-17
  • S63 Uniform Securities Agent State Law Examination
    2004-08-05
Other Names
  • Carl J Settles
  • C.J. Settles
  • Carl J Settles

View on SEC IAPD

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