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David Lloyd Bennett

Unify Financial Advisors

Clearwater, FL

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Current Employers
Unify Financial Advisors

1465 South Fort Harrison Avenue Suite 201, Clearwater, FL 33756 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1465 South Fort Harrison Avenue Suite 201, Clearwater, FL 33756 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Successful Portfolios, Llc Clearwater FL 03/2016 05/2023
Unify Financial, Inc. Clearwater FL 05/2023 Present
Previous Registrations
  • 2017-09-26 → 2023-05-04
    Successful Portfolios Llc
    Clearwater, FL
  • 2006-11-08 → 2016-02-22
    Fifth Third Securities, Inc.
    Clearwater, FL
    Belleair, FL
    Clearwater, FL
    Seminole, FL
    St. Petersburg, FL
    Seminole, FL
    Largo, FL
    Largo, FL
    Clearwater, FL
    Clearwater, FL
    St. Petersburg, FL
    Seminole, FL
    Treasure Island, FL
    Seminole, FL
    Seminole, FL
    Largo, FL
    Indian Shores, FL
    Indian Shores, FL
    Pinellas Park, FL
    St. Petersburg, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Clearwater, FL
    Clearwater, FL
    Clearwater, FL
    Clearwater, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-30
S63 Uniform Securities Agent State Law Examination 2004-03-24
  • S65 Uniform Investment Adviser Law Examination
    2006-10-30
  • S63 Uniform Securities Agent State Law Examination
    2004-03-24
Designations

View on SEC IAPD

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