Best Investors Account Sign in

Joseph F Varga

Morgan Stanley

Boston, MA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-02-04
TX RA APPROVED_RES 2022-02-04
  • CT RA
    APPROVED
    Since 2022-02-04
  • TX RA
    APPROVED_RES
    Since 2022-02-04

Branch Locations

28 State Street 26Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Newton Center MA 01/2015 02/2018
Td Ameritrade, Inc. Natick MA 02/2018 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
Santander Securities Llc Dorchester MA 03/2021 01/2022
Santander Bank, Na Boston MA 03/2021 01/2022
Morgan Stanley Boston MA 01/2022 Present
  • 01/2015 → 02/2018
    Scottrade
    Newton Center, MA
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Natick, MA
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 03/2021 → 01/2022
    Santander Securities Llc
    Dorchester, MA
  • 03/2021 → 01/2022
    Santander Bank, Na
    Boston, MA
  • 01/2022 → Present
    Morgan Stanley
    Boston, MA
Previous Registrations
  • 2021-03-24 → 2022-01-20
    Santander Securities Llc
    Burlington, MA
    Boston, MA
    Winchester, MA
    Woburn, MA
    Woburn, MA
  • 2018-03-07 → 2021-01-11
    Td Ameritrade, Inc.
    Framingham, MA
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Natick, MA
  • 2016-09-21 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-06-03 → 2014-09-05
    Td Ameritrade, Inc.
    Boston, MA
  • 2013-06-03 → 2014-09-05
    Td Ameritrade Investment Management, Llc
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-29
S63 Uniform Securities Agent State Law Examination 2004-03-08
  • S66 Uniform Combined State Law Examination
    2013-05-29
  • S63 Uniform Securities Agent State Law Examination
    2004-03-08
Other Names
  • Joseph Francis Varga

View on SEC IAPD

Other Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.
LONGWOOD MANAGEMENT LLC
ADVENT INTERNATIONAL, L.P.
NEW HERITAGE CAPITAL, LLC
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC
NEWPATH MANAGEMENT, L.P.

Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor