Kathleen A Delong

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-10-06
FL	RA	APPROVED	2019-10-14
GA	RA	APPROVED	2018-05-14
SC	RA	APPROVED	2017-08-09
PA	RA	APPROVED	2010-06-28
TX	RA	APPROVED	2006-01-04
NJ	RA	APPROVED	2004-07-22

Branch Locations

400 S Park Ave, Winter Park, FL 32789 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Allentown	PA	02/2004	Present
Bank Of America, N.A.	Allentown	PA	05/2011	Present

02/2004 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Allentown, PA
05/2011 → Present

Bank Of America, N.A.

Allentown, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-28