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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maleno & Associates | Harleysville | PA | 01/2004 | Present |
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 388 MAIN STREET HARLEYSVILLE PA 19438 | START DATE: 12/1/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2) MALENO & ASSOCIATES PC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 345 MAIN STREET, SUITE 103 HARLEYSVILLE PA 19438 | START DATE: 12/1/2022 | NATURE OF ACTIVITY: CPA/ACCOUNTING SERVICES | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INCOME TAX RETURN PREPARATION AND CONSULTING. 3)MALENO FINANCIAL SERVICES | POSITION: PROPRIETOR/OWNER | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 10 | START DATE: 01/09/2023 | ADDRESS: 345 MAIN STREET, SUITE 103, HARLEYSVILLE PA 19438, UNITED STATES | DESCRIPTION: 98% LLC OWNER AND FIXED INSURANCE SALES. 4)SERGIO FINANCIAL GROUP | POSITION: AGENT | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 10 | START DATE: 02/15/2023 | ADDRESS: 388 MAIN STREET, HARLEYSVILLE PA 19438, UNITED STATES | DESCRIPTION: INSURANCE AND ANNUITY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-20 |
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