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Matthew Daniel Gagnon

Tiaa-Cref Individual & Institutional Services, LLC

Dublin, OH

Columbus, OH

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-09-07
  • OH RA
    APPROVED
    Since 2018-09-07

Branch Locations

6500 Emerald Parkway Offices: 106, 107, 108, 109, 112, 117, Dublin, OH 43016 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Dublin OH 10/2006 Present
Tiaa Dublin OH 10/2006 Present
Previous Registrations
  • 2004-02-12 → 2005-12-31
    J.P. Morgan Asset Management
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-27
S65 Uniform Investment Adviser Law Examination 2004-02-02
  • S63 Uniform Securities Agent State Law Examination
    2006-10-27
  • S65 Uniform Investment Adviser Law Examination
    2004-02-02
Other Names
  • Matthew Anthony Gagnon
  • Matthew D Gagnon

View on SEC IAPD

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