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Graham David Fullerton

Charles Schwab & Co., Inc.

St Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-10-04
  • MO RA
    APPROVED
    Since 2022-10-04

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Louis MO 04/2008 09/2018
Td Ameritrade, Inc. St Louis MO 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab & Co., Inc. St. Louis MO 12/2022 Present
  • 04/2008 → 09/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    St Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    St. Louis, MO
Previous Registrations
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    St Louis, MO
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    Westlake, TX
  • 2018-02-26 → 2018-06-18
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    St. Louis, MO
  • 2017-03-23 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-12
S63 Uniform Securities Agent State Law Examination 2005-03-28
  • S65 Uniform Investment Adviser Law Examination
    2007-01-12
  • S63 Uniform Securities Agent State Law Examination
    2005-03-28
Other Names
  • Graham Fullerton

View on SEC IAPD

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