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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Cleveland | OH | 02/2009 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Canton | OH | 10/2021 | 06/2025 |
| Bank Of America, N.A. | Canton | OH | 12/2021 | 06/2025 |
| Pnc Investments, Llc. | Medina | OH | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-18 |
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