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Sean Kevin O'HAra

Wells Fargo Clearing Services, LLC

Naples, FL

Cape Coral, FL

Cape Coral, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2006-01-17
  • FL RA
    APPROVED
    Since 2006-01-17

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

3041 Ne Pine Island Rd, Cape Coral, FL 33909 • United States

2504 Santa Barbara Blvd, Cape Coral, FL 33914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Fort Myers FL 07/2005 Present
Wells Fargo Advisors Llc Fort Myers FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Myers FL 11/2016 Present
  • 07/2005 → Present
    Wachovia Bank, N.A.
    Fort Myers, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Fort Myers, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Fort Myers, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-14
  • S66 Uniform Combined State Law Examination
    2004-04-14

View on SEC IAPD

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LPL FINANCIAL LLC
CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT
NTV PROSPERITY MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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