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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-11
FL RA APPROVED 2002-02-07
  • TX RA
    APPROVED_RES
    Since 2018-02-11
  • FL RA
    APPROVED
    Since 2002-02-07

Branch Locations

9130 S Dadeland Blvd Ste 1903, Miami, FL 33156 • United States

Palmetto Bay, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 09/2005 03/2020
Ameriprise Financial Services, Llc Miami FL 03/2020 Present
Other Businesses

Business Ownership; Hernando and Horvath; ; Office Management Services; 9100 S. Dadeland Blvd, Suite 910Miami, FL 33156, ,; ; 02/01/2013; 10 to 19 hours per month; / The Horvath Group, Inc.; ; Office Management Services; 13331 SW 88 terrace Unit EMiami, FL 33186, ,; ; 01/01/2006; 20 to 39 hours per month; . Board of Directors; FIU College of Business Alumni Board; Board Member; Florida International UniversityCollege of Business 11200 SW 8th, Street CBC216AMiami, FL 33199,; ; 12/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Master of Science in finance advisory board; Board member; 11200 SW 8th ST, , Miami, FL, 33199; Not Investment-Related; 02/16/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-10
  • S66 Uniform Combined State Law Examination
    2000-04-10
Other Names
  • Miguel Angel Horvath Jr

View on SEC IAPD

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