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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-11
PA RA APPROVED 2013-12-05
  • TX RA
    APPROVED_RES
    Since 2024-09-11
  • PA RA
    APPROVED
    Since 2013-12-05

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1620 W Highland Street, Allentown, PA 18102 • United States

3 Sculps Hill Road, Orwigsburg, PA 18102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Allentown PA 12/2013 Present
Private Advisor Group, Llc Morristown NJ 12/2013 Present
Other Businesses

1. 12/03/13-REAL ESTATE RENTAL/OWNER-PROPERTY MANAGER/1%/ALLENTOW,PA 2.12/03/13- NON-VARIABLE INSURANCE/AGENT - GROUP HEALTH INSURANCE/1%/OREFIELD, PA 3. 12/03/2013 - Ascent Wealth Management, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)- 95% TIME SPENT 4. 02/25/2014 - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP, LLC - ADVISORY SERVICES PROVIDED BY RIA - 100% OF TIME SPENT - ALLENTOWN, PA 5. 02/27/2014 - ASCENT WEALTH MANAGEMENT, LLC - NON-VARIABLE INSURANCE - I AM PLACING TERM AND OTHER FIXED INSURANCE PRODUCTS THROUGH AN INS. BROKER MADISON BROKERAGE. - 2% OF TIME SPENT - ALLENTOWN, PA 6. 12/22/2022 - E&R Property Management - Investment Related - Morris, PA - Real Estate Rental - Start Date: 01/02/2023 - 2 Hours Per Month/0 Hours During Securities Trading - Rental house. 7. 12/22/2022 - Eric Wilby - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date: 12/16/2022 - 1 Hour Per Month/0 Hours During Securities Trading - I am renting out my conference room. 8. 3/30/2023 - No Business Name - Investment Related - Morris PA 16938 - Real Estate Rental - Start Date - 03/31/2023 - 2 Hours Per Month/0 Hours During Securities Trading 9. 3/30/2023 - E & R Property Mgm. LLC. - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 01/19/2018 - 1 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-27
  • S66 Uniform Combined State Law Examination
    2001-03-27

View on SEC IAPD

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