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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-11 |
| PA | RA | APPROVED | 2013-12-05 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
1620 W Highland Street, Allentown, PA 18102 • United States
3 Sculps Hill Road, Orwigsburg, PA 18102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Allentown | PA | 12/2013 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 12/2013 | Present |
1. 12/03/13-REAL ESTATE RENTAL/OWNER-PROPERTY MANAGER/1%/ALLENTOW,PA 2.12/03/13- NON-VARIABLE INSURANCE/AGENT - GROUP HEALTH INSURANCE/1%/OREFIELD, PA 3. 12/03/2013 - Ascent Wealth Management, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)- 95% TIME SPENT 4. 02/25/2014 - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP, LLC - ADVISORY SERVICES PROVIDED BY RIA - 100% OF TIME SPENT - ALLENTOWN, PA 5. 02/27/2014 - ASCENT WEALTH MANAGEMENT, LLC - NON-VARIABLE INSURANCE - I AM PLACING TERM AND OTHER FIXED INSURANCE PRODUCTS THROUGH AN INS. BROKER MADISON BROKERAGE. - 2% OF TIME SPENT - ALLENTOWN, PA 6. 12/22/2022 - E&R Property Management - Investment Related - Morris, PA - Real Estate Rental - Start Date: 01/02/2023 - 2 Hours Per Month/0 Hours During Securities Trading - Rental house. 7. 12/22/2022 - Eric Wilby - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date: 12/16/2022 - 1 Hour Per Month/0 Hours During Securities Trading - I am renting out my conference room. 8. 3/30/2023 - No Business Name - Investment Related - Morris PA 16938 - Real Estate Rental - Start Date - 03/31/2023 - 2 Hours Per Month/0 Hours During Securities Trading 9. 3/30/2023 - E & R Property Mgm. LLC. - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 01/19/2018 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-27 |
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