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Nicholas Thomas Lawton

Independent Financial Partners

Plymouth, MN

Tampa, FL

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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-02
  • MN RA
    APPROVED
    Since 2026-01-02

Branch Locations

14216 23Rd Ave. N., Plymouth, MN 55447 • United States

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mwa Financial Services Inc. Rock Island IL 08/2012 12/2016
Solidarity Financial, Inc. Plymouth MN 11/2006 Present
Pilot Capital Management Corp St. Paul MN 01/2020 Present
  • 08/2012 → 12/2016
    Mwa Financial Services Inc.
    Rock Island, IL
  • 11/2006 → Present
    Solidarity Financial, Inc.
    Plymouth, MN
  • 01/2020 → Present
    Pilot Capital Management Corp
    St. Paul, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-11
S63 Uniform Securities Agent State Law Examination 2004-02-26
  • S65 Uniform Investment Adviser Law Examination
    2019-12-11
  • S63 Uniform Securities Agent State Law Examination
    2004-02-26
Other Names
  • Nick Lawton

View on SEC IAPD

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ADVISORY SOLUTIONS GROUP · PORTLAND, OR
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Portland, OR
CETERA INVESTMENT ADVISERS LLC · Portland, OR
COMMONWEALTH FINANCIAL NETWORK · Beaverton, OR
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