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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2017-07-27 |
| LA | RA | APPROVED | 2015-12-09 |
| TX | RA | APPROVED_RES | 2000-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 03/1999 | Present |
| Bank Of America, N.A. | New Orleans | LA | 04/2011 | Present |
I*549236For profit or not for profit: Entity For ProfitName of outside business organization: BB1441, LLCInvestment related: YAddress of business: New Orleans, Louisiana, 70118Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/22/2021Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , A lot purchase for which my wife and I hope to build our new primary residence. We are assuming the ownership of the LLC, as the demolition permits for the existing structure on the lot were assigned to them. This is how our real estate attorney suggestsI*44288FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: EUSTIS CONSULTING LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:NEW ORLEANS, LOUISIANA 70118NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 8/18/2011NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY WIFE'S INTERIOR DECORATING BUSINESS, BUT I HAVE POA OVER THE MANAGEMENT OF THE ACCOUNTI*58165FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CMONKEY LLCINVESTMENT RELATED: YADDRESS OF BUSINESS: DUPLEX RENTAL UNITS,NEW ORLEANS, LOUISIANA 70118NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/15/2012NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: INVESTMENT PROPERTYI*1280267For profit or not for profit: Entity For ProfitName of outside business organization: Alpine ClubInvestment related: YAddress of business: OBA, OBA, OBANature of business: ["Limited Liability Company"]Position, title, association: ["Committee","Board Member"], [["Executive committee","Finance committee"]]Start date of relationship: 5/8/2023Number of hours devoted: 7 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , This organization puts on the Osiris Mardi Gras Ball for debutantes with membership in excess of 500. I*4588310 Entity Type: Entity For Profit Name of OBA: DPF Connections, LLC Address: New Orleans, Louisiana, 70125 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/22/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: DPF Connections, LLC is an entity formed by my wife's parents. They are 60% owner and want us to be 40% owner. We are going to invest into this entity that will piggy back invest into First Blaze LLC a entity formed by the Leventhal family (non-client) who will be investing a much larger sum into Prometheus Projects, and AI startup co-founded by Jeff Bezos and Vik Bajaj. Limited investor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-15 |
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