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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
FL RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • FL RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 201 S. Biscayne Blvd, Fl 6, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Miami FL 05/2007 Present
Previous Registrations
  • 2005-02-17 → 2007-05-29
    Citicorp Investment Services
    Miami, FL
    Miami, FL
Other Businesses

Ultra Violet E&M II, LLC; Real Estate; Investment-related; Miami, FL; Affiliation started 07/12/2017; Title: Owner; Duties: None; No time is devoted to the LLC during or outside of securities trading hours. ///// Ultra Violet E&M, LLC; Real Estate; Investment-related; Hialeah, FL; Affiliation started 07/12/2017; Title: Manager; Duties: None; No time is devoted to the LLC during or outside of securities trading hours. ///// Rental Property - Miami, FL; Investment-related; Affiliation started 06/01/2019; Title/Duties: Owner; No time is devoted during securities trading hours; 2 hours are devoted each month outside securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-10
  • S66 Uniform Combined State Law Examination
    2004-06-10

View on SEC IAPD

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