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Mari Elizabeth Howell

Wells Fargo Clearing Services, LLC

Vancouver, WA

Battle Ground, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-12-21
  • WA RA
    APPROVED
    Since 2012-12-21

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

1411 Nw 1St St, Battle Ground, WA 98604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Battle Ground WA 05/2011 Present
Wells Fargo Advisors, Llc Battle Ground WA 08/2011 11/2016
Wells Fargo Clearing Services, Llc Battle Ground WA 11/2016 Present
  • 05/2011 → Present
    Wells Fargo Bank, N.A.
    Battle Ground, WA
  • 08/2011 → 11/2016
    Wells Fargo Advisors, Llc
    Battle Ground, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Battle Ground, WA
Previous Registrations
  • 2003-08-04 → 2004-12-31
    Kms Financial Services, Inc.
    Hillsboro, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-29
S63 Uniform Securities Agent State Law Examination 2000-04-01
  • S66 Uniform Combined State Law Examination
    2003-05-29
  • S63 Uniform Securities Agent State Law Examination
    2000-04-01
Other Names
  • Mari Elizabeth Moser

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

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