Ronald Wilde Paule

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-08-15
TX	RA	APPROVED	2024-08-15

PA RA
APPROVED

Since 2024-08-15
TX RA
APPROVED

Since 2024-08-15

Branch Locations

200 Northpointe Cir Ste 205, Seven Fields, PA 16046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2009	08/2024
Lpl Financial Llc	Seven Fields	PA	08/2024	Present

10/2009 → 08/2024

Edward Jones

St Louis, MO
08/2024 → Present

Lpl Financial Llc

Seven Fields, PA

Previous Registrations

2009-10-12 → 2024-08-16

Edward Jones

St Louis, MO

Fenelton, PA

Butler, PA

Evans City, PA
2007-07-16 → 2009-10-09

Waddell & Reed

Pittsburgh, PA

Other Businesses

1.08/15/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Keystone Wealth Management; Investment Related; at Reported Business Location(s); Start Date 08/15/2024; 90hrs/mth; 6hrs during trading 2.03/24/2026; 4P's Enterprises; Real Estate Rental; Investment Related; Evans City,PA; Start Date 06/02/2025; 1hrs/mth; 0hrs during trading 3.07/22/2026; Keystone Wealth Management; Real Estate Rental; Investment Related; Seven Fields,PA; Start Date 08/03/2026; 10hrs/mth; 10hrs during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-11-03
S65	Uniform Investment Adviser Law Examination	2004-10-21

S63 Uniform Securities Agent State Law Examination

2004-11-03
S65 Uniform Investment Adviser Law Examination

2004-10-21

Other Names

R. Wilde Paule

View on SEC IAPD