Spencer Schreiber Miller

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 07/2022
  Western International Securities, Inc.
  Pasadena, CA
• 07/2023 → 04/2024
  Financial & Tax Architects, Llc
  Santa Clarita, CA
• 10/2023 → 09/2024
  Davinci Wealth Management, Inc.
  Valencia, CA
• 11/2024 → 04/2025
  Secure Investment Management, Llc
  Los Angeles, CA
• 06/2025 → 08/2025
  National Life Group
  Los Angeles, CA
• 05/2025 → 08/2025
  Equity Services, Inc.
  Los Angeles, CA
• 10/2025 → 11/2025
  Equitable Advisors, Llc
  Los Angeles, CA
• 09/2025 → 11/2025
  Western & Southern Life
  Cerritos, CA
• 08/2022 → 06/2023
  Allstate Financial Services, Llc
  Los Angeles, CA
• 01/2026 → 02/2026
  Mml Investors Services, Llc
  Los Angeles, CA
• 12/2025 → 02/2026
  Massmutual Life Insurance Co
  Los Angeles, CA
• 12/2025 → 02/2026
  Lenox Advisors
  Los Angeles, CA
• 06/2025 → 08/2025
  Esi Financial Advisors
  Los Angeles, CA
• 05/2025 → 05/2025
  Unemployed
  Los Angeles, CA
• 08/2022 → 08/2022
  Unemployed
  Los Angeles, CA
• 02/2026 → Present
  Lpl Enterprise Llc
  Sherman Oaks, CA

Previous Registrations

• 2026-01-13 → 2026-02-12
  Mml Investors Services, Llc
  Los Angeles, CA
  Los Angeles, CA
• 2025-10-31 → 2025-12-02
  Equitable Advisors, Llc
  Los Angeles, CA
• 2025-06-05 → 2025-08-18
  Equity Services, Inc.
  Los Angeles, CA
  Timonium, MD
• 2024-11-21 → 2025-04-14
  Secure Investment Management, Llc
  Tucson, AZ
  Van Nuys, CA
• 2024-01-03 → 2024-10-30
  Avinci Wealth Management, Inc.
  Valencia, CA
• 2023-07-31 → 2024-04-10
  Financial & Tax Architects, Llc
  Santa Clarita, CA
  St. Louis, MO
• 2022-09-08 → 2023-07-05
  Allstate Financial Advisors, Llc
  Los Angeles, CA
• 2013-02-04 → 2022-07-25
  Western International Securities, Inc.
  Westlake Village, CA
  Pasadena, CA
  Pasadena, CA
• 2015-05-28 → 2015-11-25
  Coordinated Wealth Management, Llc
  Glendale, CA
• 2011-03-23 → 2013-02-04
  New England Securities
  Pasadena, CA
  Woodland Hills, CA
• 2010-06-02 → 2010-12-17
  Nms Capital Asset Management, Inc.
  Beverly Hills, CA
• 2009-09-04 → 2010-01-06
  National Planning Corporation
  Woodland Hills, CA

Other Businesses

1. 02/11/2026 - Spencer Miller N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Los Angeles, CA - INV REL - Start Date: 02/11/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 02/11/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Los Angeles, CA - INV REL - Start Date: 02/11/2026 - 160 Hrs/Mth - 160 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-12-28

Designations

• Certified Financial Planner

Other Names

• Spencer S. Miller