Adam Daniel Block

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-09-01

NY RA
APPROVED

Since 2023-09-01

Branch Locations

Larchmont, NY • United States

200 West Street, New York, NY 10282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman, Sachs & Co	New York	NY	10/2005	08/2018
Broadridge Financial Solutions, Inc.	New York	NY	09/2018	12/2021
Goldman, Sachs & Co.	New York	NY	06/2022	Present
Unemployed	Larchmont	NY	01/2022	05/2022

10/2005 → 08/2018

Goldman, Sachs & Co

New York, NY
09/2018 → 12/2021

Broadridge Financial Solutions, Inc.

New York, NY
06/2022 → Present

Goldman, Sachs & Co.

New York, NY
01/2022 → 05/2022

Unemployed

Larchmont, NY

Other Businesses

(1) Investment Committee Member within the University at Albany Alumni Association, an educational institution. Organization operates out of Albany, NY. Organization is not primarily engaged in investment related activity. Start Date: October 1st, 2023. Two hours per month. Duties include general investment committee responsibilities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-01-16
S63	Uniform Securities Agent State Law Examination	2022-08-08

S65 Uniform Investment Adviser Law Examination

2023-01-16
S63 Uniform Securities Agent State Law Examination

2022-08-08

View on SEC IAPD