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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-02-13 |
| AZ | RA | APPROVED | 2023-11-07 |
| AR | RA | APPROVED | 2023-11-01 |
| AK | RA | APPROVED | 2023-10-27 |
| UT | RA | APPROVED | 2023-10-27 |
| WV | RA | APPROVED | 2023-10-27 |
| WY | RA | APPROVED | 2023-10-25 |
| MI | RA | APPROVED | 2023-10-24 |
| MS | RA | APPROVED | 2023-10-24 |
| NJ | RA | APPROVED | 2023-10-24 |
| NM | RA | APPROVED | 2023-10-24 |
| ND | RA | APPROVED | 2023-10-24 |
| SC | RA | APPROVED | 2023-10-24 |
| AL | RA | APPROVED | 2023-10-23 |
| CA | RA | APPROVED | 2023-10-23 |
| CT | RA | APPROVED | 2023-10-23 |
| DE | RA | APPROVED | 2023-10-23 |
| FL | RA | APPROVED | 2023-10-23 |
| GA | RA | APPROVED | 2023-10-23 |
| HI | RA | APPROVED | 2023-10-23 |
| IL | RA | APPROVED | 2023-10-23 |
| IN | RA | APPROVED | 2023-10-23 |
| IA | RA | APPROVED | 2023-10-23 |
| KY | RA | APPROVED | 2023-10-23 |
| LA | RA | APPROVED | 2023-10-23 |
| ME | RA | APPROVED | 2023-10-23 |
| MD | RA | APPROVED | 2023-10-23 |
| MO | RA | APPROVED | 2023-10-23 |
| MT | RA | APPROVED | 2023-10-23 |
| NH | RA | APPROVED | 2023-10-23 |
| NC | RA | APPROVED | 2023-10-23 |
| OK | RA | APPROVED | 2023-10-23 |
| PA | RA | APPROVED | 2023-10-23 |
| RI | RA | APPROVED | 2023-10-23 |
| SD | RA | APPROVED | 2023-10-23 |
| VT | RA | APPROVED | 2023-10-23 |
| VA | RA | APPROVED | 2023-10-23 |
| WI | RA | APPROVED | 2023-10-23 |
| CO | RA | APPROVED | 2023-10-20 |
| ID | RA | APPROVED | 2023-10-20 |
| KS | RA | APPROVED | 2023-10-20 |
| MN | RA | APPROVED | 2023-10-20 |
| NE | RA | APPROVED | 2023-10-20 |
| NV | RA | APPROVED | 2023-10-20 |
| NY | RA | APPROVED | 2023-10-20 |
| OH | RA | APPROVED | 2023-10-20 |
| OR | RA | APPROVED | 2023-10-20 |
| WA | RA | APPROVED | 2023-10-20 |
| TX | RA | APPROVED | 2019-10-10 |
Branch Locations
2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Houston | TX | 12/2016 | 12/2016 |
| Jp Morgan Securities, Llc | Houston | TX | 08/2016 | 12/2016 |
| Valic Financial Advisors | Houston | TX | 01/2017 | 10/2018 |
| American General Life Insurance | Houston | TX | 10/2018 | 10/2019 |
| Aig Capital Services, Inc. | Houston | TX | 10/2018 | 10/2019 |
| Valic Financial Advisors, Inc. | Houston | TX | 10/2019 | Present |
| Agia | Houston | TX | 12/2022 | Present |
LUCIA CRUZ PHOTOGRAPHY POSITION: Photographer NATURE: Photography services such as portraits, event photography and art prints. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2021 ADDRESS: 10406 Glenkirk Dr, Houston TX 77089, United States DESCRIPTION: Meet with clients to provide photography services such as portraits, event photography and art prints. LUCIA CRUZ PHOTOGRAPHY POSITION: Photographer NATURE: Photography services such as portraits, event photography and art prints. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2021 ADDRESS: 10406 Glenkirk Dr, Houston TX 77089, United States DESCRIPTION: Meet with clients to provide photography services such as portraits, event photography and art prints. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-24 |
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