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Elizabeth Margaret Shanley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hingham, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-06
CT RA APPROVED 2018-07-05
  • TX RA
    APPROVED
    Since 2018-07-06
  • CT RA
    APPROVED
    Since 2018-07-05

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Inv./Putnam Retail Management Boston MA 12/2005 11/2016
Unemployed Hingham MA 11/2016 02/2018
Merrill Lynch, Pierce, Fenner & Smith Hingham MA 02/2018 Present
  • 12/2005 → 11/2016
    Putnam Inv./Putnam Retail Management
    Boston, MA
  • 11/2016 → 02/2018
    Unemployed
    Hingham, MA
  • 02/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Hingham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
S63 Uniform Securities Agent State Law Examination 2008-11-05
  • S66 Uniform Combined State Law Examination
    2018-07-03
  • S63 Uniform Securities Agent State Law Examination
    2008-11-05
Other Names
  • Elizabeth Margaret Shanley
  • Elizabeth Shanley

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
ONE CHARLES PRIVATE WEALTH · HINGHAM, MA
PATRIOT MULLARE ASSOCIATES, INC · HINGHAM, MA
ALLEGIANCE FINANCIAL SERVICES, INC. · HINGHAM, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Hingham, MA
GLOBAL VIEW CAPITAL MANAGEMENT LLC · HINGHAM, MA
RAYMOND JAMES & ASSOCIATES, INC. · Hingham, MA
GORMAN FINANCIAL MANAGEMENT · HINGHAM, MA

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