Keith R. Baham

Current Employers

Employment History

• 06/2006 → 12/2016
  Linsco Private Ledger/Lpl Financial
  San Diego, CA
• 10/2017 → 06/2018
  Securities America Inc.
  San Diego, CA
• 10/2017 → 06/2018
  Securities America Advisors
  San Diego, CA
• 12/2016 → 05/2017
  Unemployed
  San Diego, CA
• 05/2017 → 07/2017
  Banker'S Life
  San Diego, CA
• 07/2017 → 08/2017
  Succession Link
  San Diego, CA
• 09/2017 → 10/2017
  Unemployed
  San Diego, CA
• 07/2018 → 01/2020
  Mml Investors Services
  La Jolla, CA
• 05/2018 → 01/2020
  Massmutual
  La Jolla, CA
• 08/2017 → 08/2017
  Edward Jones
  St Louis, MO
• 11/2019 → 10/2021
  Appreciation Financial
  Henderson, NV
• 01/2020 → 10/2021
  Encompass More, A Division Of Verity Asset Management
  Durham, NC
• 01/2020 → 10/2021
  Encompass Investments, A Division Of Verity Investments, Inc.
  Durham, NC
• 10/2021 → Present
  Fidelity Investments
  Salt Lake City, UT
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2021-12-03 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT
• 2020-01-29 → 2021-10-06
  Verity Asset Management
  Durham, NC
  San Diego, CA
• 2018-08-07 → 2019-12-31
  Mml Investors Services, Llc
  La Jolla, CA
• 2017-11-07 → 2018-06-29
  Securities America Advisors, Inc.
  San Diego, CA
• 2006-08-17 → 2016-12-27
  Lpl Financial Llc
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-07-31

Other Names

• Keith R Baham
• Keith Raymond Baham