William Richard Bowman

Employer firm

Navy Federal Investment Services, LLC CRD 138459

$2.10B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Navy Federal Investment Services, Llc

1007 Electric Ave, Vienna, VA 22180 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-05-03
IL	RA	APPROVED	2022-04-26
OK	RA	APPROVED	2022-04-21
DE	RA	APPROVED	2022-04-20
HI	RA	APPROVED	2022-04-20
NM	RA	APPROVED	2022-04-20
CO	RA	APPROVED	2022-03-14
IN	RA	APPROVED	2022-03-14
ME	RA	APPROVED	2022-03-14
OH	RA	APPROVED	2022-03-14
PA	RA	APPROVED	2022-03-14
MT	RA	APPROVED	2022-03-11
NY	RA	APPROVED	2022-03-11
NV	RA	APPROVED	2017-01-12
AL	RA	APPROVED	2017-01-04
CA	RA	APPROVED	2017-01-04
DC	RA	APPROVED	2017-01-04
FL	RA	APPROVED	2017-01-04
GA	RA	APPROVED	2017-01-04
KY	RA	APPROVED	2017-01-04
MD	RA	APPROVED	2017-01-04
MI	RA	APPROVED	2017-01-04
MO	RA	APPROVED	2017-01-04
NJ	RA	APPROVED	2017-01-04
NC	RA	APPROVED	2017-01-04
SC	RA	APPROVED	2017-01-04
TX	RA	APPROVED	2017-01-04
VA	RA	APPROVED	2017-01-04
WA	RA	APPROVED	2017-01-04

AZ RA
APPROVED

Since 2022-05-03
IL RA
APPROVED

Since 2022-04-26
OK RA
APPROVED

Since 2022-04-21
DE RA
APPROVED

Since 2022-04-20
HI RA
APPROVED

Since 2022-04-20
NM RA
APPROVED

Since 2022-04-20
CO RA
APPROVED

Since 2022-03-14
IN RA
APPROVED

Since 2022-03-14
ME RA
APPROVED

Since 2022-03-14
OH RA
APPROVED

Since 2022-03-14
PA RA
APPROVED

Since 2022-03-14
MT RA
APPROVED

Since 2022-03-11
NY RA
APPROVED

Since 2022-03-11
NV RA
APPROVED

Since 2017-01-12
AL RA
APPROVED

Since 2017-01-04
CA RA
APPROVED

Since 2017-01-04
DC RA
APPROVED

Since 2017-01-04
FL RA
APPROVED

Since 2017-01-04
GA RA
APPROVED

Since 2017-01-04
KY RA
APPROVED

Since 2017-01-04
MD RA
APPROVED

Since 2017-01-04
MI RA
APPROVED

Since 2017-01-04
MO RA
APPROVED

Since 2017-01-04
NJ RA
APPROVED

Since 2017-01-04
NC RA
APPROVED

Since 2017-01-04
SC RA
APPROVED

Since 2017-01-04
TX RA
APPROVED

Since 2017-01-04
VA RA
APPROVED

Since 2017-01-04
WA RA
APPROVED

Since 2017-01-04

Branch Locations

5550 Heritage Oaks Drive, Pensacola, FL 32526 • United States

Pace, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Navy Federal Investment Services Llc	Pensacola	FL	08/2010	Present
Navy Federal Investment Services, Llc	Pensacola	FL	01/2017	Present
Navy Federal Financial Group,Llc	Pensacola	FL	08/2010	Present

08/2010 → Present

Navy Federal Investment Services Llc

Pensacola, FL
01/2017 → Present

Navy Federal Investment Services, Llc

Pensacola, FL
08/2010 → Present

Navy Federal Financial Group,Llc

Pensacola, FL

Previous Registrations

2011-03-28 → 2017-01-04

Navy Federal Asset Management, Llc

Pensacola, FL
2004-03-26 → 2009-07-22

Ameriprise Financial Services, Llc

Pensacola, FL

Pensacola, FL

Other Businesses

- Real Estate personal Rental Property- Owner,Started 11/2019- Property management company Approves lease contracts, repairs & maintenance. Receives compensation monthly. Devotes no time during trade/non trade hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-19

S66 Uniform Combined State Law Examination

2004-03-19

Designations

Chartered Financial Consultant

Other Names

Rick Bowman

View on SEC IAPD