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Siobhan Spillane Cummings

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Upper Saddle River, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2015-11-16
TX RA APPROVED_RES 2015-07-28
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2015-11-16
  • TX RA
    APPROVED_RES
    Since 2015-07-28

Branch Locations

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Upper Saddle River, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 06/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-13
S63 Uniform Securities Agent State Law Examination 2004-05-13
  • S66 Uniform Combined State Law Examination
    2015-11-13
  • S63 Uniform Securities Agent State Law Examination
    2004-05-13
Other Names
  • Siobhan Spillane
  • Siobhan Sarah Spillane
  • Siobhan Sarah Cummings

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ
ROBERT W. BAIRD & CO. INCORPORATED · Florham Park, NJ

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