Shaun B Floresca

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Alliant Credit Union
  Chicago, IL
• 11/2012 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2009-08-11 → 2012-11-16
  Cuna Brokerage Services, Inc.
  Chicago, IL
  Chicago, IL
• 2006-05-19 → 2009-07-29
  Chase Investment Services Corp.
  Chicago, IL
  Niles, IL
• 2005-03-17 → 2005-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rockford, IL

Other Businesses

1.10/18/2012; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Alliant Retirement and Investment Services /; Investment Related; at Reported Business Location(s); Start Date 10/18/2012; hrs/mth; hrs during trading 2.08/02/2021; N/A; Real Estate Rental; Investment Related; ; Start Date 06/15/2021; 1hrs/mth; 0hrs during trading 3.01/16/2024; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/19/2023; 3hrs/mth; 0hrs during trading 4.05/29/2026; LNS KEYSTONE LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/28/2026; 6hrs/mth; 0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-03-16
• S63 Uniform Securities Agent State Law Examination
  2004-02-27