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Current Employers
Graham, Bordelon, Golson & Gilbert, Inc.

2401 Tower Drive, Monroe, LA 71201 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2011-03-22
  • LA RA
    APPROVED
    Since 2011-03-22

Branch Locations

2401 Tower Drive, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors Norcross GA 03/2011 08/2024
Graham, Bordelon, Golson & Gilbert, Inc. Monroe LA 03/2011 Present
Osaic Wealth, Inc. Monroe LA 08/2024 Present
Previous Registrations
  • 2023-10-16 → 2025-03-21
    Entrust Investment Management Llc
    Monroe, LA
  • 2005-03-09 → 2011-03-10
    Morgan Keegan & Company, Llc
    Ruston, LA
    Oak Grove, LA
    West Monroe, LA
    West Monroe, LA
    Monroe, LA
Other Businesses

1) GRAHAM, BORDELON, GOLSON & GILBERT, INC. -INVESTMENT RELATED; 2401 TOWER DRIVE, MONROE, LA 71201; RIA; EMPLOYEE, FINANCIAL ADVISOR; MARCH 7, 2011; 160 HR/MONTH; 6HR/DAY; COMPENSATION-SALARY; REVIEW ACCOUNTS, INVESTMENT RESEARCH, EXECUTE TRADES AND OTHER DUTIES AS ASSIGNED. 2)Graham & Bordelon Partnership -not investment related; 2401 Tower Drive, Monroe, LA 71201; insurance; rep; 3/2011; 2 hrs/month; 0 hrs during trading; review insurance policies (life insurance & LTC), needs analysis for life ins & long-term care, take & submit applications from prospective clients 3) Notary -not investment related;2401 Tower Drive, Monroe, LA 71201; provide occasional notary services to clients of our firm; notary; 3/15/2015; 1 hr/month; 0 hrs during trading; notary services 4) EXECUTOR FOR THE ESTATE OF SHARON F. SCOTT POSITION: Executor NATURE: Serving as the executor for my mother-in-law's estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 12/19/2024 ADDRESS: 2608 Pargoud Blvd, Monroe LA 71201 DESCRIPTION: Administration of the decedent's estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-23
  • S66 Uniform Combined State Law Examination
    2004-08-23

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